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Compliance Monitoring Analyst

Responsibilities & Duties

Responding to compliance enquiries
Performing regular monitoring to ensure that standards are adhered
Maintaining and reviewing policies and procedures to ensure compliance with the CySec and FSA rules and regulations
Monitoring and reporting on employees’ adherence to client policies and procedures, including by carrying out periodic compliance audits
Reviewing new regulations applicable to investment firms and identifying potential compliance risks
Developing compliance training materials and performing ongoing compliance training to employees
Examining, evaluating and responding promptly to client grievances.
Assessing the effectiveness of our client’s compliance program and advising on measures to reduce compliance risk

Requirements

Bachelor’s degree in Law
Excellent command of the English language, both verbal and written
Team spirit, excellent problem-solving ability and willing to study and develop
3-5 years’ experience within the financial services sector will be considered as an advantage
Experience in dealing will be considered as an advantage

Language

English

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PU Prime is a brand name of different entities authorised and registered in various jurisdictions.
PU Prime Limited is authorized and regulated by the Financial Services Authority of Seychelles under License No. SD050, with registered address at CT House, Office 1A, Providence, Mahe, Seychelles.

PU Prime Ltd is authorized and regulated by the Financial Services Commission of Mauritius under License No. GB23202672, with registered address at Suite 201 Level 2, The Catalyst Building, 40 Silicon Avenue, Cybercity Ebene, Mauritius.

PU Prime (Pty) Ltd is an authorised Financial Services Provider registered and regulated by the Financial Sector Conduct Authority of South Africa under License No. 52218, with registered address at 37 Harley Street, Ferndale, Randburg, Gauteng, South Africa.

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Finzero Cap Ltd, registered in the Republic of Cyprus with registration number HE414308 and registered address at 62 Athalassas, Mezzanine, Strovolos 2012, Nicosia, Cyprus.

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招贤纳士

Compliance Monitoring Analyst

Responsibilities & Duties

Requirements

Language

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